-Assisting in the creation of financial assets for its customers and then either
distributing those financial assets to other market participants.
-Providing investment advice to customers.
-Facilitating the trading of financial assets by using its own capital to take a position in a financial asset the financial intermediary’s customer want to transact in.
-Manage the financial assets of customers.
-Providing a payment mechanism.
-Facilitating the trading of financial assets for the financial intermediary’s customers through brokering arrangements.
jim items answered the question on November 13, 2018 at 17:50
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